The performance benefits of flexibility training
Raphael Brandon explains why and how stretching should best be carried out
Flexibility training, or stretching, is used in varying forms by practically every coach, athlete and physiotherapist on a regular basis. That is to say, a form of stretching is likely to take place at some point in every training or therapy session. In terms of its scientific basis, flexibility training is probably the least understood of the fitness components.
What does it mean?
Flexibility is defined as the static maximum range of motion (ROM) available about a joint. The largest limiting factor of static ROM is the structure of the joint itself. Thus, even after endless stretching exercise, there will be a limit as to how much movement is available. In addition, joint structures can vary between individuals, and this must be recognised when assessing flexibility standards in athletes. Most of the variability in static ROM is due to the elastic properties of the muscle and tendons attached across the joints. Stiff' muscles and tendons reduce the ROM while compliant' muscles and tendons increase ROM. It is these elastic properties that are altered after stretching exercises.
When a muscle is held for some time under tension in a static stretch, the passive tension in the muscle declines, i.e. the muscle gives' a little. This is called a viscoelastic stretch relaxation response'. Passive tension is defined as the amount of external force required to lengthen the relaxed muscle. Obviously, the less external force required, the more pliable the muscle. This increased pliability is maintained for up to 90 minutes after the stretch (Moller et al. 1985).
In the long term, regular static stretching will bring about permanent increase in static ROM, which is associated with a decrease in passive tension. Experimentally, this was shown by Toft et al. (1989), who found a 36% decrease in passive tension of the plantar flexors after three weeks of regular calf stretches. The relationship between static ROM and passive tension has been further supported by McHugh et al. (1998). These researchers demonstrated that maximum static hip flexion ROM was inversely correlated with the passive tension of the hamstrings during the mid-range of hip flexion. This suggests that the ease with which the muscle can be stretched through the mid- ROM is increased if the maximum static ROM is improved. The concept that an increased static ROM results in more pliant mechanical elastic properties of the muscle suggests that static stretching is beneficial to sports performance.
Flexibility and performance
Research into the effects of flexibility of stretch shortening cycle (SSC) movements (plyometrics) has shown that increased flexibility is related to augmented force production during SSC movements. In contrast, running studies have shown that flexibility has little performance effect, which is odd because running is a kind of SSC movement. For example, De Vries (1963) showed that while pre-stretching increased static ROM in sprinters, it had no effect on speed or energy cost during the 100-yard dash. Interestingly, it has been shown that stiffer leg muscles in endurance athletes may make them more economical in terms of oxygen consumption at sub-max speeds.
The reason for these converse findings is probably related to the principle of specificity, which seems to underlie all sports training. The sprints and running studies above compared static ROM and stretches with performance, while the SSC research compared active stiffness with performance. Holding a maximum static stretch, and reducing passive tension, is a completely different mechanical action to those practiced in actual sports, where joints are moving at fast speeds and muscles are contracting while they are changing length. Thus, static ROM may not be an effective flexibility measurement to relate to performance. On the other hand, active stiffness is a measurement of the force required to stretch a previously contracted muscle and is therefore more sports-specific. It seems logical that the ease with which a contracted muscle can change length will have an impact on the performance of an SSC movement, so active stiffness is a more appropriate parameter to measure flexibility for sports performance.
Along the same lines, Iashvili (1983) found that active ROM and not passive ROM was more highly correlated with sports performance. In this instance, active ROM is defined as the ROM that athletes can produce by themselves, which will usually be less than the passive ROM, which is the maximum static ROM available when assisted manually or by gravity. For example, active ROM would be the height an athlete could lift his or her own leg up in front using the hip flexor muscles, whereas the passive ROM would be maximum height the leg could be lifted by a partner.
Athletes must be able to generate the movement themselves, and this suggests that for improving sports performance it is active ROM that should be developed and not passive ROM. A sprinter must have enough active ROM in the hip flexors and hamstrings to comfortably achieve full knee lift and full hip extension at the toe-off point of the running gait to ensure a good technique and full stride length. Arguably, any further passive static ROM developed through passive static stretching will not provide any extra benefit, especially since the joint angular speeds during sprinting are very high.
How to improve active ROM
The research suggests that, to improve sports performance, active stiffness should be reduced, and active ROM should be improved. This will be more specific than static stretches which reduce passive tension, since sports involve both movement and muscular contractions. Unfortunately, I have found no studies looking at training methods to reduce active stiffness, but one can assume that they will be similar to the methods used to improve active ROM. Alter (1996) suggests that the active ROM can be improved by any kind of active movement through the available active range of motion. For instance, weight training exercises have been shown to improve active ROM (Tunianyan & Dzhanya, 1984).
Ballistic stretches will also develop the active ROM and are endorsed by sports coaches because they have the advantage of being executed at sports-specific speeds. But ballistic stretches must be performed with extreme caution, or they can cause muscle or tendon-strain injuries. If you use them, make sure you begin slowly and with a small ROM, building up speed and full ROM only towards the end. It seems that, as with endurance, strength and speed training, flexibility training follows the specificity principle. This means that if you want to improve your ability to actively move through a full ROM, then active and ballistic mobility exercises, and not static stretching, is the answer. This supports the use of exercises employed by swimmers and runners during their warm-up routines, such as shoulder circles, bum kicks and high-knee skips. These exercises actively take the joints through their available ROM and thus help to prepare them and the muscles to be more pliable during the subsequent activity.
Modern coaching techniques advocate the use of dynamic active mobility exercises as essential components of a warm-up routine in the belief that this kind of exercise will be more beneficial to sports performance and less likely to cause injury than static passive stretches. Unfortunately, there is little research to support this. Nevertheless, based on the fact that these exercises will be more specific than static stretches and that, through experience, I have found them to be very beneficial, I would strongly recommend them.
Let's take a specific example. To warm up the lower leg before any kind of running activity, I would first walk 20 yards on the toes with straight legs to warm up the calves, then walk on the heels 20 yards to warm up the dorsi flexors. I would then do 20 ankle flexion exercises with each leg. This involves holding one leg up so the ankle is free to move, first fully flexing the ankle bringing the toes right up and then fully extending the ankle pointing the toes away. Start slowly and then speed the movement up, so you flex and extend quickly throughout the full range of motion. This would be an open-chain exercise.
The next exercise would be to walk with an exaggerated ankle flexion extension, pulling the toes up on heel contact and pushing right up on to the toes at toe-off. Then finally, do the same while skipping, ensuring the full ankle movement is performed at sports-specific speed. The same rationale can be applied to the knee, hip and shoulder, warming up each joint by taking it through the full range of motion, first slowly and then fast, using both open and closed kinetic chain exercises which are specific to your sport. If you perform these kinds of exercises regularly, you should find that, as well as providing an effective warm-up, they will improve your active ROM and specific mobility patterns during sport.
Injury and flexibility
The well-established general rule is that insufficient ROM, or stiffness, will increase muscle-strain risks. More specifically, athletes in different sports have varying flexibility profiles and thus varying flexibility needs in order to avoid injuries. Gleim et al. (1997) review various studies relating flexibility measures or stretching habits to injury incidence. Studies of football players show that flexibility may be important for preventing injuries. For example, one study showed that those who stretched regularly suffered fewer injuries, while another showed that tighter players suffered more groin-strain injuries and a third showed a relationship between tightness and knee pain.
These findings seem to confirm the correlation between muscular tightness and increased muscle strain risks. Yet studies of endurance runners have not shown the same results. For instance, in one famous study by Jacobs & Berson (1986), it was found that those who stretched beforehand were injured more often than non-stretchers. Other running studies have found no relationship whatsoever between flexibility or stretching habits and injury. On the other hand, one study of sprinters found that 4 degrees less hip flexion led to a greater incidence of hamstring strain. The reason for these apparently contradictory findings is the specific nature of each sport. With endurance running, the ankle, knee and hip joints stay within the mid-range of motion throughout the whole gait cycle and therefore maximum static ROM will have little effect. Sprinting and football involve movements of much larger ROM and so depend more heavily on good flexibility.
There are other established biomechanical relationships between flexibility and injury. For example, ankle ROM is inversely related to rear foot pronation and internal tibia rotation. In other words, tight calf muscles are associated with greater amounts of rear foot pronation and lower leg internal rotation. In excess, these two factors can lead to foot, lower leg and knee problems. Poor flexibility in the hip flexor muscles may lead to an anterior pelvic tilt, where the pelvis is tilted down to the front. This increases the lumbar lordosis, which is the sway in the lower back. This in turn can lead to a tightening of the lower-back muscles and predispose the back to injury.
Similarly, tight pectoral muscles can lead to a round-shouldered upper-back posture called kyphosis. During throwing and shoulder movements, this forward alignment of the shoulder can increase the risks of shoulder impingement problems.
A flexibility/injury relationship also exists for young adolescents. During the pubertal growth spurt, the tendons and muscles tighten dramatically as they lag behind the rapid bone growth. For young athletes this poor flexibility may lead to injury problems, especially tendonitis type injuries such as Osgood Schlatters. Thus, regular stretching is essential for young athletes. Remember it is biological age that counts, so children in the same team or squad may need to pay extra attention to flexibility at different times.
Do not over do it!
As a general guide, when it comes to preventing injury, one should make sure that athletes have a normal ROM in all the major muscle groups and correct postural alignment in the back. For instance, hamstring mobility should allow for 90 degrees of straight leg hip flexion. Any further ROM should be developed only if analysis of the sport's movements suggests that extra mobility is required. The obvious example is gymnastics, where contestants must perform movements with extreme ROMs. A footballer who developed the kinds of flexibility a gymnast needs would be at greater risk of injury since hyper mobile joints become unstable. This relationship has been shown in American football players, with those who have overdeveloped hamstring flexibility suffering more from ACL strain. A likely reason is that the flexible hamstrings allow the knee to hyperextend more readily.
So the general rule regarding the relationship between flexibility and injury is that a normal ROM in each muscle group will protect against injury. However, specific movements in each sport that requires extra ROM will need extra flexibility development to guard against injury. This may mean that an endurance runner's hamstring ROM may be less than a sprinter's, while a sprinter may not need such a large ROM in the groin as a tennis player, whose sport demands large lateral lunging movements. Extreme ROMs should only be developed out of necessity, since they lead to higher joint-injury risks, just as small ROMs lead to higher muscle strain risks.
What type of stretches?
The job of the coach and therapist is to know the normal ROM for each muscle group and to ensure the athlete achieves and maintains these standards. Norris (1998) describes in detail how to assess posture and flexibility in all major muscles and should be used as a guide. If any extra flexibility in specific muscles for specific movements is required, then this should also be developed. To develop flexibility, research suggests (see Alter, 1996) that static stretches should be held for at least 20 seconds, possibly up to 60 seconds, to gain a benefit. The stretches should also be performed regularly, ideally twice a day, every day. Stretches should not be painful and should not cause the muscle to shake. Instead, one should feel a mild intensity stretch and maintain that position. If the tension eases, taking the stretch a little further and holding the new position will help gains in ROM.
Using partner-assisted stretches and proprioceptive neuromuscular facilitation (PNF) stretching will also produce the same effect. PNF stretches involve applying an isometric contraction against the stretch to invoke a greater relaxation response and thus enable further ROM to be reached. The protocol is for the partner to take the stretch to the initial end point and hold that position. After about 20 seconds, the athlete opposes the position with a strong 10-second isometric contraction pushing against the partner. The athlete then relaxes, breathes out, and the stretching muscle should relax, allowing the partner to take it further. This is repeated. Some research has shown that PNF stretches are very effective, although a study by Golhofer et al (1998) casts doubt on this. These researchers found that while there was a relaxation response post-isometric contraction, it only lasted for a very short time, and so no real benefit was gained.
Getting the mechanics right
Regardless of whether you choose conventional or PNF stretches, by far the most important factor for stretching effectiveness is to choose an exercise with the correct mechanics. The purpose of static stretches is to improve or maintain the ROM of a particular muscle, and the mechanics of the exercise must ensure that the target muscle is being stretched effectively.
For example, a popular, if old fashioned, way to stretch the hamstrings is to perform a touch toes stretch. However, the touch-toes position requires lower-back flexion, which leads to a change in pelvic position, and so the effectiveness of the stretch for the hamstrings is compromised. The mechanically correct way to isolate the hamstrings is to place one foot slightly in front of the other, leaning forward from the hips and keeping the back arched. Supporting your weight with your hands on the rear leg, you should then feel the stretch in the front leg. This position ensures the back does not flex and the pelvis remains tilted forward, so the hamstrings are lengthened optimally. Try the two different positions for yourself and you should feel a significant improvement in hamstring stretch. You may even find that by keeping your back in a strict arch you may not need to lean forward very far to achieve an effective hamstring stretch.
The message here is that you must ensure that any static stretching exercise you perform allows the target muscle to be lengthened effectively, without being limited by other structures. The mechanics of the stretch should also ensure that the athlete is stable and that there are no undue stresses on any of the joints. For example, the hurdles stretch places a strain on the ligaments of the knee and is no longer recommended. Similarly, with the hamstring stretch discussed above, it is important to support one's weight with the hands on the rear leg so that the lower back is protected. Leaning forward unsupported from a standing position places a great strain on it.
The bottom line
There is still much to be researched about stretching methods before all the definitive answers can be given. However, it is probably fair to say that some of us need to look again at certain stretching techniques and ask why we do them. In particular, static stretching as part of a warm-up is very common, and yet the research, and logic, suggests that static stretches will do little to help prevent injuries or improve muscle function before an activity. Instead, active mobility exercises, those that take the muscles dynamically through the full ROM, starting slowly and building up to sports-specific speeds, are more appropriate, both pre-exercise and generally to develop active ROM for sports performance.
The role of static stretches is separate from active flexibility exercises. Rather than as part of a warm-up, static stretches are necessary to develop the correct maximum static ROM that is needed to avoid muscle strain injuries. Thus, static stretches should be used either after training, when the muscles are warm, or in a separate context. These stretches must be effective, safe and stable in terms of their mechanics.
As mentioned, a normal ROM in all muscle groups, plus any sport's specific ROMs, should be developed or maintained with static stretches following the above guidelines. If flexibility is well below normal, then PNF stretches may be considered to improve flexibility more quickly.
Some of you may not agree with my conclusions about the role of the different types of stretching. However, I ask you to consider carefully the specificity principle of training and apply that to flexibility in the same way as you would to strength. For instance, no one would consider using only isometric contractions to develop strength in athletes. Instead, coaches try to devise strength exercises that are as specific as possible, both in terms of speed and mechanics, to the sports specific condition.
That said, why do so many people use only static stretches at the maximum ROM to develop flexibility for sport, which involves active motion through various ROMs depending on the movements?
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